Cody Klein

Cody Klein

Financial Services Intern

Followers of Cody Klein1000 followers
location of Cody KleinSeattle, Washington, United States

Connect with Cody Klein to Send Message

Connect

Connect with Cody Klein to Send Message

Connect
  • Timeline

  • About me

    Regional Director, Business Development at LPL Financial

  • Education

    • California State University, Los Angeles

      2015 - 2016
      Bachelor of Arts, Economics & Minor of Finance Economics-Emphasis on Applied Analytics & Finance
  • Experience

    • LPL Financial

      Jan 2016 - May 2016
      Financial Services Intern

      • Coordinated appointment scheduling, clerical work and client-facing interactions.• Participated in wholesaler meetings and gained further product knowledge.• Contributed to client relations and the art of “needs-based selling.”

    • TD Ameritrade

      Nov 2018 - Feb 2020
      • Relationship Manager II

        Oct 2019 - Feb 2020
      • Relationship Manager

        Nov 2018 - Oct 2019
    • LPL Financial

      Feb 2020 - now

      LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section above.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness.

      • Regional Director

        Mar 2022 - now
      • Internal Regional Director, Business Development, LPL Financial

        Nov 2020 - Mar 2022
      • Business Development Associate

        Feb 2020 - Nov 2020
  • Licenses & Certifications

    • Series 7

      FINRA
    • Series 24

      FINRA
      Mar 2021
    • Series 63

      FINRA