
Gregory Smith
Consultant

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About me
Principal Consultant - Gregory Smith, LLC
Education

University of Kansas
1971 - 1972Architecture
Baker University
1973 - 1976BS Biology, Music
Experience

Corning Incorporated
Jan 1992 - Jan 2004Consultant
Concurrent Technologies Corporation
Oct 2003 - Aug 2004Senior Security EngineerWorked in the Protection of Vital Data (POVD) program.

Cendant
Jan 2004 - Jan 2008Lead Security Architect- Created and implemented a Security Technology Excellence Center (STEC) to provide vulnerability assessments of Cendant businesses and third parties as part of our vendor assessment process (network, server, and Internet Commerce web application assessments).- Designed, reviewed, and approved security controls in all new Internet Commerce and infrastructure projects.- Managed a team of security architects to provide risk assessments and provided security consulting and design services for 32 operating businesses.- Attained certification by MasterCard to conduct Payment Card Industry (PCI) scans for Cendant business units.- Designed and implemented information security controls for Sarbanes-Oxley and disaster recovery.- Responsible for emerging technology assessments and proof of concept studies. Show less

Wyndham Worldwide
Aug 2006 - Jul 2011Director of Information Security, CISSP, CISA, CRISC, PMPSecurity Architecture and InfrastructureSecurity Operations

Tompkins Financial Corporation
Jul 2011 - Aug 2018Responsible for directing the company’s Corporate Risk Management (CRM) function including: Internal Audit, Compliance, BSA/AML, Bank Security, Information Security, and Risk Management programs for the company and it’s affiliates under the administrative direction of the TFC CEO; reports to the TFC Audit Committee; assures that the assets, liabilities, income, and expenses of the company are correct as stated and that adequate and effective operational and financial controls exist against fraud or other misconduct to mitigate risk in the established procedures of the company; ensures that the company’s affiliates are in compliance with required regulations; ensures audit and compliance results are on a timely and systematic basis to the TFC Audit/Examining Committee, TFC BOD and subsidiary BOD; partners with company’s Senior Management and TFC Leadership Team in achieving regulatory excellence. Show less
Senior Vice President - Corporate Risk Manager
Apr 2014 - Aug 2018Vice President - Corporate Risk Management
Apr 2012 - Apr 2014VP, Information Technology Security
Jul 2011 - Apr 2012

Gregory Smith, LLC
Sept 2018 - Dec 2024Principal ConsultantProviding Risk Management and Information Security solutions to the Financial Services industry.

Alagen, LLC
Jan 2019 - Jan 2021Focused on the Financial Services Industry- Risk Assessments- Enterprise Risk enhancements- IT and Information Security metrics- Threat Informed Risk Assessments
Senior Risk Advisor
Jan 2019 - Jan 2021Senior Risk Advisor
Jan 2019 - Jan 2021

GMI - Global Market Innovators
Jan 2021 - Dec 2024Senior Risk AdvisorProviding Cybersecurity and Enterprise Risk consulting.

None
Sept 2023 - nowRetired
Licenses & Certifications

CISSP-ISSAP
ISC2
CRISC
ISACA
Certified Risk and Compliance Management Professional (CRCMP)
International Association of Risk and Compliance Professionals (IARCP)Sept 2013
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