Prateek Arora

Prateek Arora

Process Associate

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location of Prateek AroraMumbai, Maharashtra, India

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  • Timeline

  • About me

    Regulatory Affairs - India | Ex-SEBI | MBA | CFA - Views expressed are personal

  • Education

    • MBA, IBS Mumbai

      2009 - 2011
      MBA Finance
    • CFA, ICFAI

      2005 - 2008
      CFA Finance
  • Experience

    • Genpact India

      Sept 2004 - May 2006
      Process Associate
    • CRISIL Global Research & Analytics

      Feb 2011 - Jun 2011
      Research Analyst
    • SEBI

      Jun 2011 - Oct 2024

      Key assignments• Revitalization of continuous disclosure framework initially prescribed in 1998 to elevate the transparency and efficacy of disclosures by listed companies• Comprehensive overhaul of the public issue process with substantial reduction oflisting timeline from 12 to 6 working days. Implemented a shift from the use of cheques to makingApplication Supported by Blocked Amount (ASBA) mandatory for payment in public issues• Collaboratively authored a General Information Document, consolidating generic regulatory disclosuresrelated to the public issue process• Evaluation of offer documents pertaining to public issues and corporate restructuring Show less

      • Assistant General Manager

        Jun 2019 - Oct 2024
      • Manager - Market Regulation Department

        Feb 2018 - May 2019
      • Manager - Corporation Finance Department

        Jun 2011 - Jan 2018
    • Bloomberg

      Oct 2024 - now
      External Relations - Regulatory and Supervisory - India
  • Licenses & Certifications

    • Certificate in AML / KYC

      Indian Institute of Banking & Finance (IIBF)
      Mar 2021