Latika Roy

Regional Manager

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Bengaluru, Karnataka, India

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Timeline
About me
Managing Director at Wells Fargo
Education
- University of Lucknow
  -
  M.A Political Science
  Activities and Societies: President Political Science Association Vice Chancellor scholarship for sports .
- University of Lucknow
  -
  Bachelor of Laws - LLB Law
- Narsee Monjee Institute of Management Studies
  -
  MFM Finance
  Finance
Experience
- Stock Holding Corporation of India Ltd. (SHCIL)
  Jan 1994 - Jan 2008
  Regional Manager
  Part of Operations team engaged in Depository, Custodial and Broking Services .Stock Exchange (BSE & NSE) - clearing & settlements.Led the Retail operations as a regional head - Oversight of Branch Operations; Building & Managing Profit Centres , ensuring Regulatory and Audit compliance .Sale of third party products - Mutual Fund , Insurance , etc.
- Deutsche Bank
  May 2008 - Apr 2011
  Vice President, Reconciliations & Audit Confirmation (DBGS)
  Reconciliations , Instrument / Static Data set up and Audit Confirmations across all time zones .
- Goldman Sachs
  May 2011 - Jul 2014
  Executive Director
  Managed the team with global responsibility for Interest Rate Derivative Operations (Confirmation and Settlement), besides overseeing Middle Office activities on India Bond business.Responsible for People, Process, smooth in /out Migration of process; Industrialization to maximize effort; Pre-empt and manage Risk across all activities.Managed EMIR & CFTC Compliance Reporting, tracking and prioritization to improve Compliance percentage
- J.P. Morgan
  Sept 2014 - Mar 2021
  India Head of Business Banking Risk, Dealer Commercial Services Risk & Merchant Services Risk. Regional Lead. Key areas of management & oversight : Client-on-boarding, Remediation & Renewal, and Screening.Managing the KYC Remediation and Renewals team for multiple geographies. Strategic partner for other Global business partners, and business aligned pods. Leading CSR initiatives, for Bangalore.
  - Executive Director
    Apr 2020 - Mar 2021
  - Executive Director
    Sept 2014 - Mar 2020
- Wells Fargo
  Mar 2021 - now
  Financial Crimes Operations
  - Managing Director, Head of Shared Services - India & Philippines
    Jan 2024 - now
  - Senior Vice President, Head of Operations Utilities - India & Philippines
    Jan 2022 - Jan 2024
  - Senior Vice President, Head of Financial Crime Operations
    Mar 2021 - Mar 2022
Licenses & Certifications
- AMFI
  Association Of Mutual Funds In India
Honors & Awards
- Awarded to Latika Roy
  Vice Chancellor's Scholarship University of Lucknow Jul 1989
Volunteer Experience
- CSR Lead, Bangalore
  Issued by JPMorgan Chase & Co.
  Associated with Latika Roy
- Community Coordinator
  Issued by Goldman Sachs
  Associated with Latika Roy
- Management Consultant
  Issued by Strahlemann on Aug 2019
  Associated with Latika Roy