Lori Ladner

Experience

• 

  Deposit Guaranty Corp

  Jan 1985 - Jan 1998

  Vice President

  • Developed Investment Compliance policies and procedures• Maintained regulatory applications for Broker-Dealer and Investment Adviser subsidiaries• Performed compliance audits based on risk analysis assessment• Reviewed new security product offerings• Managed securities licenses for staff representatives• Prepared regulatory training material and presented to staff representatives• Liaison for Legal, Internal Auditing and outside regulators• Managed Treasury Management Board Committee and made frequent presentations• Managed a staff of 3 employees• Performed Financial Analysis for Executive Vice President and Treasurer• Internal Auditor 1985-1986• Previously held Series 7, 62, and 24 Securities Licenses Show less

• 

  Info Services, Inc.

  Jan 1998 - now

  Secretary/Treasurer/Vice President of Operations

  • Developed Company financial policies and procedures• Manage company Treasury activities• Developed Professional Billing Services product line including policies and procedures• Developed compliance-based classes on HIPAA, Fraud and Abuse and Medical Coding• Developed Billing Service compliance review procedures • Perform Billing Service client account analyses and compliance reviews• Provide provider credentialing services• Design advertising and marketing material including website and social media• Publish quarterly newsletters for clients including compliance topics and news events• Perform Human Resource and Payroll activities• Manage staff of 10 employees• Proficient in Microsoft Office, Microsoft Access and Quickbooks Show less