Thomas Pollock Jr., CFP®, AWMA®

Pro Shop Assistant

Port St Lucie, Florida, United States

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Timeline
About me
Helping Working America Plan for Retirement!
Education
- University of Hartford
  2012 - 2013
  Master's Degree Accounting - Financial and Assurance Services 3.93 GPA
- University of New Haven
  2004 - 2007
  Bachelor's Degree Accounting
  Activities and Societies: Golf Team Inducted into Chi Alpha Sigma's Connecticut Beta Chapter for outstanding student-athletes. Chi Alpha Sigma recognizes varsity athletes who maintain a 3.40 GPA or higher through their junior and senior years.
- Pace University-Pleasantville/Briarcliff Campus
  2003 - 2004
Experience
- Torrington Country Club
  Oct 2001 - Jul 2009
  Pro Shop Assistant
- Bear Lakes Country Club
  Nov 2007 - Apr 2008
  Outside Operations
- Petrovits, Patrick, Smith & Company LLC
  Jul 2009 - Dec 2011
  Staff Accountant
- University of Hartford
  Dec 2011 - Oct 2013
  Bursar Staff Accountant
- Seacoast Bank
  Oct 2013 - Sept 2015
  AVP, Financial Analyst III
- UBS
  Sept 2015 - Jul 2020
  - Financial Advisor
    Sept 2017 - Jul 2020
  - Wealth Planning Analyst
    Sept 2015 - Sept 2017
- ABG Wealth Management
  Oct 2020 - now
  Financial Advisor
  Alpha Beta Gamma Wealth Management is a Registered Independent Advisor (RIA) with the SEC. Fidelity Investments is our primary client asset custodian.
Licenses & Certifications
- **Registered States** AR,AZ,CA,CO,CT,FL,GA,IN,MA,MD,NC,NH,NJ,NV,NY,PA,SC,TN,TX,VT,WA,WI
  FINRA
- Accredited Wealth Management Advisor (AWMA®)
  College for Financial Planning
  Apr 2016
- Certified Financial Planner™ (CFP®)
  CFP Board
  Aug 2017
- 02-15 Life, Health & Variable Annuities
  Florida Department of Financial Services
  Feb 2016
- Series 66
  Financial Industry Regulatory Authority (FINRA)
  Jan 2016
- Series 7
  Financial Industry Regulatory Authority (FINRA)
  Nov 2015