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Hardik Vyas

Hardik Vyas

Compliance

Followers of Hardik Vyas795 followers
location of Hardik VyasMumbai, Maharashtra, India

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  • Timeline

  • About me

    AML | Compliance | Regulatory Reporting | Trade , Depository & Communication Surveillance, | Governance | Quality Control

  • Education

    • University of Mumbai

      2016 - 2018
      Master's degree financial management

    • University of Mumbai

      2013 - 2015
      Bachelor Of Financial Market.

  • Experience

    • JM Financial

      Jun 2015 - Nov 2016
      Compliance

    • Kotak Securities

      Nov 2016 - Jan 2022
      Internal Control Deputy Manager

    • Citi

      Jan 2022 - now
      Compliance Officer

  • Licenses & Certifications

    • Technical Analysis

      Infinity Institute Of Capital Market

    • Certified Data Practitioner

      The Analytics Institute of Ireland

    • AML

      BSEIndia

    • Securities Operations and Risk Management - NISM Series 7

      National Institute of Securities Markets (NISM)

    • Depositiry Operations- NISM Series 6

      National Institute of Securities Markets (NISM)

    • Capital Dealers Module

      NSE India