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James Tham, CIA, CA

James Tham, CIA, CA

Assistant Vice President, Head of Operations Control

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  • Timeline

  • About me

    Chief Financial Officer at OCBC Securities Private Limited

  • Education

    • Nanyang Technological University

      1993 - 1996
      Bachelor's degree Accounting

  • Experience

    • Credit Suisse

      Jun 1996 - Aug 2003
      Assistant Vice President, Head of Operations Control

    • ING

      Sept 2003 - Mar 2005
      Vice President, Asia Head Operations Control

    • GIC

      Apr 2005 - Apr 2008
      Vice President, Business Manager

    • Morgan Stanley

      May 2008 - Dec 2012

      Project Manager for Smart Sourcing

      • Vice President, Listed Derivatives Operations

        Jul 2012 - Dec 2012

      • Vice President, Asia Brokerage and Clearing Controller

        Jan 2010 - Jun 2012

      • Vice President, Head of Position Control

        May 2008 - Dec 2009

    • United Overseas Bank Limited (UOB)

      Jan 2013 - Dec 2017
      Senior Vice President Operations

      Operations Assurance function with a focus on bank-wide projects

    • OCBC Securities

      Jan 2018 - now

      • Chief Financial Officer

        Jan 2020 - now

      • Head Of Business Management

        Jan 2018 - Dec 2019

  • Licenses & Certifications

    • Certified Internal Auditor

      The Institute of Internal Auditors Inc.
      Dec 2016

    • Chartered Accountant (Singapore)

      Institute of Singapore Chartered Accountants (ISCA)
      May 2005