Lu Hong Yap, FCCA

Experience

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  EY

  Jan 2012 - Apr 2014

  External Auditor

  Experience in various types of audit and business advisory services ranging from statutory audits of public listed companies to quarterly reporting and review of client internal operations and internal control proceduresResponsibilities as part of the assurance team include:• Audit planning, identifying audit risk areas and determining audit approach.• Conducting walkthrough and internal control testing.• Performing substantive audit work which involves: -Trend and reasonable analysis -Tax computation and deferred tax analysis -Interviews with clients• Highlighting and discussing audit issues with superiors and clients.• Preparing and reviewing of statutory financial statements (including Group consolidation).• Supervise and assist the audit team throughout the assignments including planning, task allocation, time budgeting and coaching.• Plans, directs and delegates the work according to the requirements within tight deadline (project management). Show less

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  KPMG

  Jul 2014 - Apr 2016

  Internal Auditor

  I. Internal AuditIndustries: Shopping mall retail, Direct selling, Hotel, Manufacturing, Insurance, Professional Bodies, Building, Construction & Real estate• Developed internal audit programs.• Review the process, carry out testing and validation of key internal controls and measures implemented by Management to consider the adequacy and effectiveness of clients’ internal control systems.• Provided internal audit observations and recommendations for Management’s consideration.• Report writing outlining the observations noted and prioritised areas for improvements to be presented to the Audit Committee and respective Head of Divisions.Key processes involved: Human resource, tenancy management, information system, financial management (inclusive of GST), distributor management, events management, packing & distribution handling, legal, insurance claims processing, risk management, marketing & corporate communications, land management, procurement and tender process.II. Enterprise Risk Management UpdateIndustries: Property development• Conducted risk update workshops with Management to identify and evaluate the updates on principal business risks and identify any additional risks to reflect the current risk appetite.• Identifying the action owner and timelines for the action plans to be implemented by Management and update the status of on-going risk mitigation plans as advised by Management during the workshops.• Conducted interview with Management to understand on existing and additional internal controls deployed to address the business risks.• Finalized risk update report and risk registers.III. Corporate Governance - Remuneration Review for Non-Executive Directors (“NEDs”) and Executive Directors (“EDs”)Industries: Stock Exchange, Construction• Analyse remuneration of the Comparator Companies in terms of the quantum and structure.• Assist in report writing of the remuneration review. Show less

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  Usaha Tegas Sdn Bhd

  May 2016 - Dec 2016

  Senior Internal Auditor
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  Standard Chartered Bank

  Jan 2017 - now

  Credit Analyst of CCIB (Commercial, Corporate and Institutional Banking) Client Coverage at Standard Chartered Malaysia.Manage the financing needs of a portfolio of local corporates which spans across various industries in renewable energy, construction, manufacturing, oil & gas, pharmaceutical, consumer goods, etc.

  • Associate Director, Credit Analyst

    Apr 2023 - now

  • Associate, Credit Analyst

    Apr 2019 - Mar 2023

  • Assistant Relationship Manager

    Jan 2017 - Apr 2019