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Amit Jain

Amit Jain

Asst. General Manager - Operations

Followers of Amit Jain321 followers
location of Amit JainDelhi, India

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  • Timeline

  • About me

    Stock Broking Operations, Compliance, AML & KYC, Principal Officer

  • Education

    • C C S University, Meerut

      1996 - 1999
      B.Sc (PCM) Maths First Class

    • Maharaja Agrasen Himalayan Garhwal University

      -
      Master of Business Administration - MBA Finance, General

    • National Institute of Electronics and Information Technology (NIELIT)

      1999 - 2001
      "A" Level Computer Science

  • Experience

    • Unicon Investment Solutions

      Sept 2005 - Dec 2015
      Asst. General Manager - Operations

    • GANESH STOCKINVEST PRIVATE LIMITED

      Jan 2016 - Sept 2017
      Manager Operations

    • Globe Capital Market Limited

      Oct 2017 - Jun 2023

      Compliance

      • Senior Manager

        Oct 2022 - Jun 2023

      • Manager legal & Compliance

        Oct 2017 - Dec 2022

    • GLOBE DERIVATIVES AND SECURITIES LIMITED

      Jun 2023 - now
      Principal Officer

  • Licenses & Certifications

    • NISM-Series-VII: Securities Operations and Risk Management Certification Examination.

      National Institute of Securities Markets (NISM)

    • NISM-Series-XVI: Commodity Derivatives Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-XIII: Common Derivatives Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-VI: Depository Operations Certification Examination

      National Institute of Securities Markets (NISM)

    • Certified Anti-Money Laundering Specialist (CAMLS)

      National Institute of Securities Markets (NISM)
      Sept 2024

    • NISM-Series-V-A: Mutual Fund Distributors Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-I: Currency Derivatives Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-III-A:Securities Intermediaries Compliance (Non Fund) Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-VIII: Equity Derivatives Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Funds Certification Examination

      National Institute of Securities Markets (NISM)

    • NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination

      National Institute of Securities Markets (NISM)