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Nikko Ross Pulutan

Nikko Ross Pulutan

Actuarial Associate

Followers of Nikko Ross Pulutan60 followers
location of Nikko Ross PulutanPhilippines

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  • Timeline

  • About me

    Senior Control Management Specialist, Senior AVP at Wells Fargo

  • Education

    • University of the Philippines

      2008 - 2013
      BS Applied Mathematics Actuarial Science

  • Experience

    • Institutional Synergy, Inc

      Dec 2013 - Jun 2015
      Actuarial Associate

    • Wells Fargo

      Aug 2016 - now

      Collaborate and support internal stakeholders in identifying, assessing, and mitigating the risks tied to their business processes through Issue management and Risk & Control Self-Assessment (RCSA) workshops. Perform KYC verification for Individual and Institutional accounts Monitor activities of Financial Advisors in different social media platforms and third party websites Verify correctness of e-mail escalations coming from Control Analyst I. Review e-mail communications between Financial Advisors and clients to ensure compliance with FINRA regulations and internal policies

      • Senior Assistant Vice President

        Jul 2023 - now

      • Assistant Vice President

        Jul 2022 - Jul 2023

      • Senior Operations Processor

        Apr 2020 - Jun 2022

      • Controls Analyst III

        Sept 2018 - Mar 2020

      • Controls Analyst II

        Aug 2017 - Aug 2018

      • Controls Analyst I

        Aug 2016 - Aug 2017

  • Licenses & Certifications

    • FINRA Series 7 License

      Apr 2018

    • Civil Service Exam Passer (Professional Level)

      Oct 2011