Arun Shukla

Experience

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  3A FINANCIAL SERVICES LTD (Buyer & Seller Of Delisted Unlisted Shares & Securities)

  Jun 2018 - Feb 2019

  Investment Executive

  Investment ExecutiveRole and Responsibilities:Facilitate the buying and selling of unlisted or delisted shares, guide clients onmarket potential and handle share verification, transfer documents and paymentprocesses.Convince clients to buy or sell unlisted or delisted shares, highlighting their future potential and managing transactions for the company.

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  IIFL Securities

  Jun 2019 - Aug 2021

  Relationship Manager (Equity Dealer)

  Relationship Manger (Equity Dealer)Project assigned team: OnboardingRole and Responsibilities:Worked primarily on IIFL Trader Terminal to place orders on behalf of clients andmanage all trade related queries.Ensure clients understood market functions and their investments in equity andderivatives market.Advice clients on investment opportunities, place orders on their behalf and build strong relationship by educating them about various investment options, including Mutual Funds, PMS, AIF, and Government or Corporate Bonds. Show less

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  State Street Syntel Services Private Limited (Financial Kpo)

  Aug 2021 - Aug 2022

  Senior Associate

  Senior AssociateProject assigned team: Reconciliation and NAV Production for UK Mutual Funds.Role and Responsibilities:Reconcile fixed income, private equity, and derivative funds between custody books,accounting books, and IM’s records, ensuring accurate shares, prices, and market values.Manage cash, stock, income, and foreign exchange transactions, resolving variances, anddiscrepancies to deliver accurate NAV.Reconcile statements, resolve cash and stock exceptions, and process trades, ensuringcorrect asset holdings and market valuations with accurate income and expense reflections.Perform daily and monthly broker statement reconciliations, ensured accurate pricing inaccounting for all holdings, and settle trades accurately, ensuring proper receipt ofdividends and interest.Maintain and update records of funds and clients, communicate with client teams to resolvequeries and issues, and use portals to download necessary data.Review financials during month-end, compare actuals to forecasts and prior periods, investigate unusual postings, and maintain the Audit Register (AR) and data for all clients on a daily basis Show less

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  National Stock Exchange of India Limited

  Aug 2022 - now

  Assistant Manager

  Assistant Manager (Trading/Business operations Ast. Manager)Project assigned team: Continuous Market (Member Service Department)Role and Responsibilities:1. Trading/Business Operations:Conducting operational activities related to corporate action adjustment in equity andderivatives segments.Setting up Market Maker for SME IPOs, regular tracking of corporate action and adjust lotsize accordingly.Managing circular issuance on trade policy changes and API communication.Disseminate trade related end-of-day data for various market segment (CM, F&O, CD, COMand SLBM)Preparation of MIS for management.2.System Development:Identify impact on operational activities on account of business / regulatory/technologychanges.Liaise with technology support team for resolution of production issues.Suggesting enhancements in operational procedures3.Ensuring Compliance with Regulations:Analyzing data for regulatory and compliance processes.Providing trade related data as per SEBI requirement.Lot size revision activity for F&O and SME stocks.Quarter Sigma activity to determine stock inclusion or exclusion from F&O segment.4. Handling of Member’s trade and API related Queries :Resolving real time trading issues for members.Collaborating with internal departments to ensure effective query resolution.Develop through knowledge of trading system to provide accurate response to memberqueries.5. Other Adhoc Activities:Driving continuous improvement for an enhanced trading experience.Coordinating audits and data provision.Contributing to new organizational initiatives. Show less