Ming Sen Ang, CAMS

Experience

• 

  United Overseas Bank Limited (UOB)

  May 2013 - Apr 2018

  Senior Officer

  Conducted Training and Development for AML/KYC work processes for new and existing staff to ensure high working standards.Lead and manage a team to ensure monthly KYC targets of 100% are met.Monthly reporting on KYC status to higher management for approvals and sign off.Conducted KYC remediation, refreshes and reviews on existing clients to ensure Customer Due Diligence.Performed client onboarding procedures.Pre-KYC documentation checks and analysis. Investigate discrepancies on client documentation for necessary actions.Liaising with the relevant Business Units, clients, internal and external regulatory bodies on compliance and KYC matters.Name screenings & clearing Detica hits on individuals and entities for sanctions hits and adverse news, for escalation to Group Compliance accordingly.Risk assessment, justifications and recommendations on client risk ranking through research and analysis.Handle internal and external audit requests.Analysis and reviews on internal workflow policies.•ACHIEVEMENTS•Pioneered the new KYC process for FI/NBFI entities to due to re-classification of entities.•Revised and implemented a new streamlined KYC documentation process for Simplified Due Diligence. Show less

• 

  OCBC Bank

  May 2018 - now

  • Business Compliance Team Lead

    Apr 2020 - now

  • Manager

    May 2018 - Mar 2020