Experience

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  Pwc

  Nov 2006 - Nov 2016

  - Being a key person to take part in the first Value-added tax project. Providing technical support and optimum suggestion for executing the process carding, system impact analysis, tax related process analysis and program implementation. And follow up the final process and operation of the system, then taking part in the planning of the second update. Having a depth understanding of TA\FA\FC system of financial companies. - Assist clients with planning and executing different aspects of the Internal Audit process, which may include financial, operational, and compliance related control evaluations/projects. Carried out the operation and compliance audit work of the financial related systems for lots of financial companies , also including ISAE reporting work; Assisting L’Oreal Group to audit and evaluate the dealer system for the full periods in 2015, doing field investigation and data collection from dealers to improve the dealers management system and internal risk control for L’Oreal. - Different types of consulting assignments, such as financial and operational fraud risk assessments, compliance reviews, and Sarbanes Oxley Act's compliance readiness assessments. Played as a team leader for internal controls work of the Home Inns Hotel Group’s C-Sox404 project. - Performing business analytics and verifying system functioning to help improve data quality and monitor business performance. Conduct reviews on IT general computer controls, application controls and IT Security. Assist clients in identifying and assessing business process controls and linkage to IT systems, including complex systems (e.g. ERP/SAP, Oracle, Linux, etc.). Played as a team leader for the internal audit work about information SAP system related; Analyze the process of the cost calculation of Michelin China Investment CO.,LTD,. Show less

  • Senior Consultant

    Sept 2014 - Nov 2016

  • Senior Specialist

    Nov 2006 - Aug 2014
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  Hsbc

  Nov 2016 - now

  Assistant audit manager

  - Assist IT audit senior manager to process the IT audit projects. Preparing the audit plan; meeting with 1st/2nd line business related and internal regulator team to understand the latest process, deliver audit requirements; implement the audit procedure, review and check the controls of related process; draft audit reports and confirm the audit results with business. Assist senior manager to complete the final audit reports. Assisted the audit projects including: Card information audit, FTZMIS audit, Continuous Monitoring Audit, etc,. - Take the responsibility of all Mainland China data analysis for internal audit department. Discuss with other audit teams and 1st/2nd line business related to confirm the audit process and requirements for data analysis direction and criteria. Using ACL/SAS/SQL as data analytics tool, excel/Qlickview as data present tool. Assisted the audit projects including: All China Branches Audit, China Credit Card Audit, Global Trade and Receivable Finance Audit, FCC and KYC audit, etc,. Show less