Nishant Suryawanshi

Experience

• 

  Ravindra Bharathi Educational Society

  Mar 2018 - Oct 2018

  Demat head

  Responsible for Branch demat account opening.Responsible for client query solving.Responsible for IPO regarding operation work.Responsible for mutual fund operation work

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  Profitmart Securities Pvt. Ltd.

  Oct 2018 - Nov 2019

  Operation Head

  Review Daily Basis Mutual Fund Trade Analysis Transactions.Review the Mutual Fund Trade Life Cycle.Analysis & Evaluation of Brokerage Structure for franchise or subbrokers.To give operational support to franchises & Third Party EntitiesResponsible for mutual fund physical shares to demat.To arrange mutual fund training session for sub broker.Also work in Depository Department -To maintain conversation between client and RTA department.Responsible for Demat resolving issue for all client and sub brokers.Having experience in demat account opening and kyc issues.Responsible for physical equity share certificate to demat Show less

• 

  Globe Capital Market Limited

  Dec 2019 - Mar 2025

  Compliance Executive

  On daily basis Review the Trade Analysis.Market Risk Evaluated.Analysis of Financial Market Trade Cycle.Monitored compliance component of business units policies andprocedure to ensure that sufficient controls are in place to meetregulatory requirements.Conducted compliance audits and examination of company data,ensured and observation and finding are escalated and monitoringcorrective action plans.

• 

  Kotak Securities

  Mar 2025 - now

  • Deputy Manager

    Mar 2025 - now

  • Deputy Manager

    Mar 2025 - now