Experience

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  J.p. morgan

  Feb 2008 - Aug 2014

  Operations analyst

  • Steered efforts in Escalation metrics with zero errors• Effectively managed Client Creation (Non-individual, Sanctioned Entity & Internal client set up’s)• Acted as a SPOC for Reference data changes (Name changes on client’s, Branching / De-branching of client’s etc.)• Collaborated with the AML compliance team regards Sanctioned Entity Clients• Led the Merging & Deactivation performed on client’s which are identified as duplicates or some corporate action on clients• Verified Tax form for North America and EMEA region client’s, to ensure we have valid client existing on systems and recognized by government. Partnered with the QC team for tax analysis• Managed Deal Revenue Reporting, Metrics Creation and Reporting Show less

• 

  Wtw

  Apr 2015 - Nov 2022

  • Leveraged skills in strategizing at a macro and micro level to develop long-term and short-term enhancements to the AML and Compliance Program and focused on accuracy and KYC cycle time on a regular basis, streamlining process standards and introducing best practices• Managed and performed end-to-end KYC from Onboarding to Ongoing screening for clients from various regions like APAC, EMEA, WE and NA• Administered the Performance of the required KYC screening on existing clients by ensuring all documentation and corroboration information is on file per the Global KYC procedures• Led a team of 12 professionals, provided guidance and mentorship to ensure quality output and adherence to organizational standards• Managed stakeholder’s requirement and have regular interaction with them to understand and work towards closing projects • Performed as Subject Matter Expert in handling queries, concerns and taking Risk Based Approach related to clients with financial crime news, adverse media articles related to money laundering and terrorist financing against them• Investigated and performed sanctions screening for clients and prospects along with distinguishing Politically Exposed Person (PEP) and reporting them to the Business Unit Compliance Officer of every region Show less

  • Sr Analyst

    Apr 2015 - Nov 2022

  • Specialist

    Apr 2015 - Mar 2022
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  Deloitte

  Nov 2022 - now

  Deputy manager

  • Evaluating an Indian cooperative bank's risk assessment model to ensure that it is in compliance with the latest RBI Master Directions. To ensure that the risk assessment is conducted regularly to identify, assess, and mitigate money laundering and terrorist financing risks for clients, countries or geographical areas, products, services, transactions, delivery channels• Conducting an AML/CFT Institutional Risk Assessment of an Indian Cooperative Bank to determine inherent risks, measure mitigation effectiveness & calculate residual risks• Creating a risk-based approach to customer risk categorization by analyzing RBI guidelines, industry practices, and analyzing the framework and parameters for a private sector bank. Assessing current risk categorization parameters and weightings, and developing a report to discuss gaps and recommendations for improving existing customer risk rating frameworksLiaising with stakeholders/businesses, compliance and operations teams to conduct KYC due diligence in a timely manner, onboard clients, obtain approvals, conduct internal audits, and review the bank's merchant onboarding, vendor management and payments processes Show less