
Steven Mok
Chief Wealth Management Advisor

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About me
MSc. Fin, CFP® ,CRWP
Education

The Chinese University of Hong Kong
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City University of Hong Kong
2010 - 2012Master of Finance Finance, General Very GoodActivities and Societies: Postgraduate Association Representative; Student Discipline Board Discipline Member

Columbia Engineering
2022 - 2022Certificate Applied Machine Learning & PythonThis course have 24 weeks of Python for Data Science.The first half of the Applied Machine Learning will focus on supervised learning techniques for regression and classification. In supervised learning, this course have inputs and try to predict corresponding outputs.In the second half of Applied Machine Learning, the course shift to unsupervised learning techniques. In unsupervised learning, the end goal is less clear-cut than predicting an output based on a corresponding… Show more This course have 24 weeks of Python for Data Science.The first half of the Applied Machine Learning will focus on supervised learning techniques for regression and classification. In supervised learning, this course have inputs and try to predict corresponding outputs.In the second half of Applied Machine Learning, the course shift to unsupervised learning techniques. In unsupervised learning, the end goal is less clear-cut than predicting an output based on a corresponding input. It will cover three fundamental problems of unsupervised learning: data clustering, matrix factorization, and sequential models for order-dependent data. Use intermediate Python skills, including functions and packages, to analyze various types of data.Apply fundamental statistics and probability concepts to analyze and solve problems using Python.Apply linear algebra, including Bayesian linear regressions, to create algorithms to analyse and predict data. Show less
Experience

Convoy Financial Services Ltd
Jun 2007 - Oct 2012Chief Wealth Management AdvisorProvide full range of financial services (including Mutual Fund Investment, Security Investment, Retirement Planning, Insurance Planning, Employee Benefits, Provident Funds & Asset Planning) to investorsDesign investment portfolios for clients with respect to their risks tolerance levels and expected returnsPerform review on clients’ portfolios on regular basisOffer independent advice on financial planning and investment management

China Citic Bank International Ltd
Oct 2012 - Nov 2017Relationship ManagerProvide Both General Banking Service and Financial Services product including Unit Trust, Currency-linked Deposit, Equity-Linked Investment, Traditional Insurance, Investment-linked Insurance, Mortgage, Credit Card And Personal Loan. Perform consistent portfolio review to enhance the clients’ investment yield. Explore new opportunities in customers portfolio. Maintain bank service standard to satisfactory standard.

東亞銀行
Nov 2017 - Jan 2020Senior Investment Consultant
Jul 2019 - Jan 2020Investment Consultant
Nov 2017 - Jan 2020

大新銀行
Jan 2020 - Jul 2021District Investment Manager
PolyU HKCC
Jan 2021 - Jun 2021Part-time Visiting Lecturer
Standard Chartered Bank
Jul 2021 - Aug 2022Associate Director Investment Advisor
東亞銀行
Aug 2022 - nowTop 2 Branches, Q1 & Q2 2025 Investment %, Top 5 Branches, Q1 2024 & Q2, Fee %
First Vice President Branch Manager
Apr 2024 - nowVice President, Branch Manager
Aug 2022 - now
Licenses & Certifications
- View certificate

Applied Machine Learning
EmeritusAug 2022 
CFP
IFPHK 香港財務策劃師學會
CFA Level III Candidate
CFA協會
CRWP
The Hong Kong Institute of Bankers
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