Steven Mok

Steven Mok

Chief Wealth Management Advisor

Followers of Steven Mok175 followers
location of Steven MokHong Kong SAR

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  • Timeline

  • About me

    MSc. Fin, CFP® ,CRWP

  • Education

    • The Chinese University of Hong Kong

      -
    • City University of Hong Kong

      2010 - 2012
      Master of Finance Finance, General Very Good

      Activities and Societies: Postgraduate Association Representative; Student Discipline Board Discipline Member

    • Columbia Engineering

      2022 - 2022
      Certificate Applied Machine Learning & Python

      This course have 24 weeks of Python for Data Science.The first half of the Applied Machine Learning will focus on supervised learning techniques for regression and classification. In supervised learning, this course have inputs and try to predict corresponding outputs.In the second half of Applied Machine Learning, the course shift to unsupervised learning techniques. In unsupervised learning, the end goal is less clear-cut than predicting an output based on a corresponding… Show more This course have 24 weeks of Python for Data Science.The first half of the Applied Machine Learning will focus on supervised learning techniques for regression and classification. In supervised learning, this course have inputs and try to predict corresponding outputs.In the second half of Applied Machine Learning, the course shift to unsupervised learning techniques. In unsupervised learning, the end goal is less clear-cut than predicting an output based on a corresponding input. It will cover three fundamental problems of unsupervised learning: data clustering, matrix factorization, and sequential models for order-dependent data. Use intermediate Python skills, including functions and packages, to analyze various types of data.Apply fundamental statistics and probability concepts to analyze and solve problems using Python.Apply linear algebra, including Bayesian linear regressions, to create algorithms to analyse and predict data. Show less

  • Experience

    • Convoy Financial Services Ltd

      Jun 2007 - Oct 2012
      Chief Wealth Management Advisor

      Provide full range of financial services (including Mutual Fund Investment, Security Investment, Retirement Planning, Insurance Planning, Employee Benefits, Provident Funds & Asset Planning) to investorsDesign investment portfolios for clients with respect to their risks tolerance levels and expected returnsPerform review on clients’ portfolios on regular basisOffer independent advice on financial planning and investment management

    • China Citic Bank International Ltd

      Oct 2012 - Nov 2017
      Relationship Manager

      Provide Both General Banking Service and Financial Services product including Unit Trust, Currency-linked Deposit, Equity-Linked Investment, Traditional Insurance, Investment-linked Insurance, Mortgage, Credit Card And Personal Loan. Perform consistent portfolio review to enhance the clients’ investment yield. Explore new opportunities in customers portfolio. Maintain bank service standard to satisfactory standard.

    • 東亞銀行

      Nov 2017 - Jan 2020
      • Senior Investment Consultant

        Jul 2019 - Jan 2020
      • Investment Consultant

        Nov 2017 - Jan 2020
    • 大新銀行

      Jan 2020 - Jul 2021
      District Investment Manager
    • PolyU HKCC

      Jan 2021 - Jun 2021
      Part-time Visiting Lecturer
    • Standard Chartered Bank

      Jul 2021 - Aug 2022
      Associate Director Investment Advisor
    • 東亞銀行

      Aug 2022 - now

      Top 2 Branches, Q1 & Q2 2025 Investment %, Top 5 Branches, Q1 2024 & Q2, Fee %

      • First Vice President Branch Manager

        Apr 2024 - now
      • Vice President, Branch Manager

        Aug 2022 - now
  • Licenses & Certifications

    • Applied Machine Learning

      Emeritus
      Aug 2022
      View certificate certificate
    • CFP

      IFPHK 香港財務策劃師學會
    • CFA Level III Candidate

      CFA協會
    • CRWP

      The Hong Kong Institute of Bankers