Rithika Mundra

Experience

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  RoboCapital.in

  Mar 2022 - Jun 2022

  Investement Banking Intern

  1. Reaching out to new investors via email, social media, and calls2. Onboarding investors and maintaining investor relationship3. Resolving investor queries4. Managing high-level detailed day to day schedule

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  BNP Paribas CIB

  Jul 2023 - now

  Compliance Associate Analyst

  Review E-Communication in the form of email, Bloomberg chat, lync internal chat happens between brokers/ traders to follow compliance.Identify if any manipulation, suspicious activity, any confidential information is passed.Implement and manage an effective legal compliance program.Initiates investigations when possible non-compliance takes place within the institution.Conducts risk assessment, which involves analyzing risks as well as identifying, describing and estimate the risks affecting the organization.In addition to this I’m work with the Trade Surveillance Team to get necessary Bloomberg Grabs in case of mitigation or escalation of alerts. Show less