Experience

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  Hsbc

  Nov 2012 - Sept 2016

  Assistant manager

  As an Assistant Manager Investigation my job involves in resolving queries raised by the Associates & Senior Associates. Also support the team in monitoring and investigating Alerts or any unusual /suspicious activity found on the client’s account. Ensuring mitigation of any money laundering risk and to safeguard the bank of any financial, reputational and regulatory impact.  Transaction monitoring and transaction filtering – triggered alerts from internal system Exposure on the process specific applications like Actimize, World Check, CAMP, MPS/GPS, NORKOM 6.1, Browser Main Menu, NGT/GCOS(to check KYC Profiles of the clients) Investigate alerts/transaction that is identified by the bank’s AML risk assessment tools. (CAMP & Actimize) Investigated reviewed and monitored suspicious customers' account transaction activities and made recommendations for further review or closure. Sending RFI’s to Relationship manager seeking further details pertaining to the alerted payment or transaction if found unusual/suspicious. Assisted and provided information to support Suspicious Activity Reports (SAR) or equivalent for regulatory filing. Performed customer due diligence and investigate transactions against compliance rule and regulations Maintain proper records and audit trail of investigation activity and disposition actions for all alerts. HSBC Projects: Malaysia site setup for FCC Operations : Successfully completed short term assignment in Malaysia in 2015 Assigned the responsibility of setting up the new site for FCC Operations in Cyberjaya Acted as Subject Matter Expert for the teams and assisted the teams in resolving all queries Coordinated with Business and Senior Management in FCC Operations India & Malaysia during the assignment Managed in setting up a 35 member team in Malaysia for FCC Ops in Malaysia Show less

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  Thomson reuters

  Oct 2016 - May 2017

  Team lead

  Efficient management of Enhanced due diligence operations, also includes: allocation of work, Management of resources, Monitoring quality of reports and team results. Supervising a team of analysts, senior analysts & lead analysts. Responsible and accountable for a team of Analysts, Lead Analysts and Senior Analysts; ensuring that they comply with Standard compliance procedure.Efficient management of Enhanced due diligence operations, also includes: allocation of work, Management of resources, Monitoring quality of reports and team results. Supervising a team of 6-10 analysts. Handling multiple screening resolution services for the clients projects and making sure that assignments are completed by the deadline and to a satisfactory level. Exposure to process specific application – World Check, SOL[Screening online], WC1 accelus, Norkom. Work as a team includes data cleansing, screening names as per SDN list, PEP or conducting a quality check and second level review before we deliver the results to the clients. The aim is to identify and resolve Matches based on the likelihood of a name in the Client Third Party Data matching a name on the World-Check Database. To identify new sources of information available online and to generally identify means and methods on how the quality, delivery and timeliness of the Research team’s reports can be continuously improved. Motivate, guide and communicate with the team, ensuring they are focused, updated and directed effectively at all times on all operational and non-operational matters. To interact with the other Research Supervisor, Senior Supervisor, Managers, Head of Research in India as well as with global Case Managers. To develop a good rapport and sound working relationship with them through workload management. Show less

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  Ey

  Jun 2017 - now

  • Manager

    Jul 2022 - now

  • Assistant Manager

    Jul 2019 - Jun 2022

  • Senior Consultant

    Jun 2017 - Jun 2019