Vishnupriya Anant (CCEP, ACG, ACS)

Experience

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  NTPC

  Jul 2008 - Oct 2009

  Management Trainee

  Worked as a Management Trainee and reported to the Deputy Company Secretary. Work comprised of the following:• Compliance related filing to Registrar of Companies.• Drafting of notices, minutes etc. for Board and General Meetings.• Coordinating the General Meetings.• Maintaining Statutory Records of the Public and Private Companies. • Liaisoning with the relevant authorities like Registrar of Companies, Office of Regional Director, Stock Exchanges etc.• Preparation of Annual Return of Companies• Several other secretarial matters.This was the compulsory 15 months training as required by ICSI for Company Secretary membership. Show less

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  Green Gas Limited, Lucknow

  May 2010 - Aug 2010

  Intern

  • Under study with the company secretary supporting and conducting Board Meeting and Annual General Meeting. • Liaising with board members for defining and finalizing the agenda, Orchestration of meetings which included minute keeping, preparation of Directors report, updating the statutory register and analyzing the process and preparation of the Shareholders agreement, Share Subscription Agreement, Non Disclosure Agreement and Term Sheet.

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  National Stock Exchange of India Limited

  Nov 2010 - Jan 2016

  Assistant Manager

  Inspection, Internal Audit, Membership Compliance and grievance management. Key tasks:• Assess risk profile of trading members and ensure due diligence and compliance with NSEIL and Securities and Exchange Board of India (SEBI) regulations (event & time-based compliances)• Lead regular and special purpose audits and investigations to detect irregularities at trading members• Single point of contact for correspondence with regulatory authorities like EOW, Ministry of Finance, SEBI for the exchange• Scrutinize and approve promotional material issued by the trading members before being put into circulation or media • Define, Design and Lead workshops/training programs/seminars for members and internal auditors related to compliance, operations, new regulations and was a SPOC for escalation/ exception reporting • Analyze, Optimize and redesign processes to define solutions/ system developments • Prepare conceptualized business specification requirements for internal IT systems• Collateral Database Management – Verify instruments like Fixed Deposits and Bank Guarantees received from Trading Members before infusing in the Exchange system as security and Margin Money Grievance Management: Arbitration- Handled disputes between investors, trading members and sub brokers as per the Arbitration and Conciliation Act and regulations of SEBI and NSEIL. Awarded for resolution of maximum investor complaints by a single individual in minimum time (60 in 10 days) Show less

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  NS Global (Natarajan & Swaminathan Group Company)

  Jun 2016 - May 2017

  Compliance Officer

  In this role I worked with some of the leading corporates from South Asia and South East Asia to establish their base in Singapore to help them enjoy the tax benefits without compromising on the regulatory framework of their main markets. My team’s work primarily included incorporation of companies, defining client due diligence and KYC requirements, establish a risk-based approach for risk assessment and mitigating the potential regulatory challenges, working closely with ‘World check’ and other screening agencies to ensure that the organizations follow the prescribed procedures, establish record management systems and procedures, ensuring Compliance with Accounting and Corporate Regulatory Authority (ACRA) requirements. Show less

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  NuPhi

  Mar 2019 - Oct 2021

  Corporate Compliance

  Worked with the co-founders to lead establishing this fin-tech business in Singapore. Led several workstreams/projects that helped evaluate compliance requirements, set up a framework in sync with ACRA regulations, evaluate compliance risk, design and review company policies. Ensured we remained compliant as we continued to iterate our business model to win in the market place.

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  Vedic International LLC

  Sept 2022 - Apr 2023

  Founder

  Vedic International is a platform for startups and MSMEs to support their journey of expanding into US, one of the biggest markets and high value markets. We work with the founders/CEOs to enable them to launch their products and organizations into US as well as on services like getting VC funding, product proposition, product market fit, sales and operations strategy etc. We achieve this by leveraging our network of some of the most sought after stalwarts in the industry. As we continue to strengthen our toolkit and offerings, we are accepting requests from startups, MSMEs, and high caliber professionals looking to contribute to support some of the big ideas of tomorrow. Reach out to us via our website : www.onevedic.com or write directly to me at vp@onevedic.com Show less

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  Raymond James

  Apr 2023 - now

  Senior Advisor, Compliance Assurance Governance