Experience

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  Breakthrough entertainment inc.

  Dec 2018 - Feb 2020

  Corporate accountant

  - Managed regulatory reporting documentation, including tax filings and financial reports, ensuring compliance with CRA requirements.- Conducted payroll reconciliation and financial data analysis, supporting audit readiness and compliance standards.- Developed and maintained internal compliance documentation, improving transparency and record-keeping processes.

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  White leblanc wealth planners (wlwp)

  Feb 2020 - Sept 2021

  Licensed assistant

  - Conducted portfolio management compliance checks, ensuring adherence to client investment guidelines.- Assisted in refining investment policies and operational procedures during a firm merger, improving compliance adherence.- Designed and implemented client surveys and benchmark scorecards for continuous improvement.- Managed client onboarding and rebalanced investment portfolios in line with financial goals and regulatory standards.

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  Sia partners

  Sept 2021 - Dec 2023

  Management consultant

  - Advised major financial institutions on compliance, risk management, and business transformation initiatives.- Implemented process improvement projects to streamline workflows and increase efficiency.- Conducted compliance assessments and user acceptance testing (UAT) to validate regulatory implementation and effectiveness.- Acted as subject matter expert on KYC, AML, and Dodd Frank compliance.- Notable projects: Reduced a 1,000+ trade reconciliation backlog by 90%, improving regulatory reporting efficiency. Designed compliance training modules, coaching a team of 20+ employees on alternative investment processes. Conducted quality assurance checks, maintaining a 95% accuracy rate in regulatory reporting. Show less

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  Td securities

  Dec 2023 - Apr 2025

  Senior analyst - regulatory compliance

  - Manage regulatory reporting controls, ensuring strict adherence to trade standards and global regulatory requirements (CFTC, OSC, SEC, EMIR, MiFIR, etc)- Support internal and external audits, managing regulatory exams and strengthening governance frameworks.- Own regulatory product delivery, ensuring timely execution of compliance-driven initiatives and system upgrades.- Deliver impactful insights by conducting advanced data analysis with Alteryx and Excel, identifying key trends and proposing actionable solutions to address reporting discrepancies.- Collaborate closely with global teams to redesign operational workflows, enhancing efficiency and elevating the quality assurance of reporting processes. Show less

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  Canada guaranty

  Apr 2025 - now

  Senior compliance analyst