Experience

• 

  Northern trust corporation

  Jun 2008 - Dec 2013

  While managing a team of 28 Senior Analysts my responsibilities in this role included:Ensuring that the team thoroughly understands the concepts revolving around the various sanctions screening programme’s, AML, KYC, & overall complianceConducting internal spot audits & process checks for team & divisionEnsure the business deliverables are met keeping in mind the stringent process SLA’s, yet not compromising the key component of Quality in a risk intensive environmentNavigate through problems & come up with creative solutions bearing in mind the risk metrics at all timesWork with a Team/independently on multiple assignments in a deadline driven, regulatory environment Ability to relate and communicate to senior and junior business and compliance staff Employee Engagement Business continuity planning & coordination Administrative functions Analyze and document process issues. Develop solutions to enhance efficiencies Assign tasks for the day to the team Assist staff to resolve complex or out of policy operation problems Assisting section manager in process management Coach and provide career development advice to staff Coordinate and implement solutions from process analysis and general department projects Co-ordination with middle office Creating, capturing and communicating operating procedures Develop and implement process control measures Ensure software and hardware is available to assist in operations Ensuring timely delivery of qualitative and quantitative output Escalations and exception handling Establish employee goals and conduct employee performance reviews Management reporting Monitoring and supervision Plan and develop systems, solutions and procedures to improve the operating quality and efficiency of the process Schedule and conduct team meetings Staff Scheduling Supervise staff in accordance with company policies and procedures. Training and coaching partners Transaction approvals Show less

  • Team Lead - Sanctions Screening (OFAC)

    Jan 2012 - Dec 2013

  • Senior Analyst - Securities Lending (Fixed Income)

    Jun 2010 - Dec 2011

  • Analyst - Securities Lending (Equities)

    Jun 2008 - May 2010
• 

  Accenture

  Apr 2014 - Sept 2015

  Team lead - anti money laundering

  Leading the AML investigations for one of the most sought after clientele which is an E-Commerce giant.Ensuring that business critical protocols are adhered to & striving hard to meet the stringent regulatory requirements.Ensuring that the quality quotient is not compromised & fostering/rendering a client focused driven approach.

• 

  Genpact

  Sept 2015 - Dec 2017

  Manager - risk & compliance
• 

  Credit suisse

  Jan 2018 - now

  Investment Banking US/UK Lifecycle Verification Services Vice President Assistant Vice President Compliance & Regulatory Affairs

  • Vice President

    Feb 2023 - now

  • US Compliance Operations Head | US & UK Quality Assurance Head, Pune

    Jan 2023 - Jan 2023

  • US Compliance Operations Head | US & UK Quality Assurance Head, Pune

    Apr 2020 - Jan 2023

  • Assistant Vice President - Financial Crime Compliance

    Jan 2018 - Mar 2020