Experience

• 

  Franklin templeton international services india ltd

  Oct 2005 - Oct 2018

  Assistant manager global risk and compliance

  • Supervised transaction monitoring teams for APAC/EMEA, developed and implemented a risk-based AML program that identifed and addressed areas of high risk.• Conduct team performance discussions, monthly , Quaterly & Yearly & concluded year end ratings.• Conducted Enhanced Due Diligence (EDD) procedures with tools like World-Check and Lexis Nexis.• Managed operational risk for the EMEA region, compiling Key Risk Indicators and analyzing data.• Supported STR flings for onshore teams, improving compliance reporting. Show less

• 

  Jpmorganchase

  Apr 2018 - now

  . Managed end-to-end project transitions, securing LOB approvals and streamlined processes.• Responsible for Ongoing review and update procedure documents.• Drafted and maintained quality control documents such as inspection reports, control plans, and test plans.• Managed and mentored a team of 10 members, setting goals, providing feedback, and mentor to achieve exceptional results. managed accountability plans, year end performance discussion ,Ratings and PIP.• Led process improvement initiatives using six sigma methodologies to enhance operational efficiency and reduce errors. Implemented quality improvement action plans bases on Root cause Analysis (RCA) findings.• Presented metrics and reports to senior management and clients, highlighted the impact of process improvements and quality initiatives.• Achieved 98% accuracy rate in KYC projects through effective intern mentorship.• Implemented Apteryx workflows, enhancing efficiency and accuracy in process automation.• Created a succession planning strategy to ensure the long-term success of the organization. Show less

  • Associate Vice President

    Apr 2018 - now

  • Associate Vice President

    Apr 2018 - Aug 2024